CADMAN SECURITIES, LLC
PRIVACY STATEMENT

The confidentiality of client information is an important concern of Cadman Securities, LLC (“Cadman”). We take precautions to safeguard client personal information (“personal information”) at all times, and we will remain vigilant in protecting that information. The provisions of this privacy notice will apply to former clients as well as current clients.

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Cadman only collects personal information about you that is either required or necessary to provide you with financial products or services. We may obtain this information from the following sources:

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Information we receive from you on account applications, forms and other information that you provide to us, whether in writing, in person, by telephone, or by any other means. This information may include your name, address, telephone number, social security number, occupation, assets, and income.

Cadman will not disclose non-public personal information to affiliates or non-affiliated third parties, except as permitted by law under the following circumstances:

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• Where we believe in good faith that disclosure is required under law to cooperate with regulators or law enforcement authorities.

Cadman reserves the right to change its privacy policy as the firm finds necessary. The firm’s privacy policy is continually published on the firm’s website, and any changes to this policy will be posted there.

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Cadman restricts access to your personal account(s) and information to those employees who need to know that information to provide products or services to you. We maintain physical, electronic, and procedural safeguards that comply with the industry standards to safeguard your non-public personal information.